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Moira Do

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Introducing the SDG Action Manager

Posted by Moira Do on 2/20/20 1:02 PM

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Topics: Impact Investing, United Nations

The Top 3 Things Clients are Afraid of (And How to Ease Their Fears)

Posted by Moira Do on 10/31/19 10:31 AM

 

The origins of Halloween date back 2000 years ago when the Celts, who lived around Northern Ireland, celebrated their New Year on November 1. This day was believed to be the beginning of a dark, cold winter with low food supplies, and increased opportunity to meet a mortal’s end. It was said that on the evening before this new year, the boundary between the world of the living and the dead was believed to become blurred. Ghosts and ghouls returned to Earth with tricks and spookiness abound.

Now a popular holiday worldwide, Halloween’s frightening undertone isn’t only because of the spooky costumes, it’s also the stories we pass on to one another. Each industry deals with scary stories and fears that aren’t always life-threatening or haunted, but still a scary story indeed. To commemorate this, we gathered a group of Vanderbilt Financial Advisors to pass on their stories about the worst fears they see in clients and how they ease them.

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Topics: Client Relationships, The October Effect, Investment Fears

Back to School: CE Courses to Help Build Your Business

Posted by Moira Do on 10/17/19 8:45 AM

 

Being an independent Financial Advisor often means growing your business on your own without the structure or framework of a large firm. While the upsides to that are many (think: being your own boss on your own terms), the downside can include not having the business building skills needed to grow.

An often under-utilized resource for leveling up on these skills can be found within the yearly mandated Continuing Education (CE) courses you’re required to take to uphold your license. Advisors may sometimes think of these as merely a compliance obligation, yet we’re here to let you in on a secret: there is valuable content that could help to build your entrepreneurial advisory IF you take the right classes.

Below are 4 relevant CE Courses and why they could help your practice:

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Topics: Business Building, Financial Literacy, CE Compliance

How to Help your Clients Navigate Student Loan Servicers

Posted by Moira Do on 10/15/19 8:45 AM

 

Federal Student Loan Debt is a major issue that affects 43 million adult Americans. Many of them, like borrower Nicole Nelson, a native of Illinois, sought the advice of her loan servicer, Great Lakes Educational Loan Services. In a recent article by MarketWatch, the company allegedly deceived her by steering her towards repayment plans that benefit them, not her.

On June 2019, the federal appellate court unanimously decided that a loan servicer could not allegedly and deliberately misrepresent repayment options and use federal laws to shield the servicer from state rules barring deceptive business practices. The case highlights how the Education Department rarely holds servicers accountable. Due to these weak state consumer-protection laws in student-loan litigation, clients might end up with costly repayment options.

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Topics: Financial Advising, College Debt, Student Loan, Back to School

Fall Reading List: 5 Books Recommended by Financial Advisors for Financial Advisors

Posted by Moira Do on 10/8/19 1:15 PM

 

If you’re the type that cozies up to a good business book, below we outline an essential Fall reading list – put together by Financial Advisors for Financial Advisors. Our recurring series the “Advisor Spotlight” asks Vanderbilt Advisors to share books that have helped shape or influence their practice over the years. Below are just a few of our favorites:

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Topics: Financial Advisors, Impact Investing, Jed Emerson, Financial Literacy, Reading List

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