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Will Trump trump the DOL or is there a trump card yet to be played?

Posted by Vanderbilt Financial Group on 12/8/16 10:14 AM
Some of you may remember a recent blog we put out on November 11th entitled, "How Will the Election Results Affect the DOL Fiduciary Rule?" in which we asked our resident expert, Chief Compliance Officer, Barry Champney for his initial insights. Now that the dust has settled a bit, we thought it would be interesting to check in with our key Compliance Consultant of many years, Lisa Roth, of Monahan & Roth, LLC.

(photo courtesy of zazzle.com)

We asked and she answered. Check out Lisa's insights below: 
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Topics: DOL Fiduciary Rule

DOL - A Growth Opportunity

Posted by Vanderbilt Financial Group on 12/1/16 3:55 PM

On November 30, 2016, Vanderbilt Financial Group CEO, Steve Distante was featured in an FA Magazine article written by Dan Jamieson entitled, “DOL Rule Could Force Broker Moves”. In the article, Jamieson explores the varying responses sects of the industries has had to the impending DOL Rule and highlights how Independent Broker Dealers like Vanderbilt are experiencing an influx in Financial Advisors deciding to go Independent.

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Topics: DOL Fiduciary Rule

How Will the Election Results Affect the DOL Fiduciary Rule?

Posted by Vanderbilt Financial Group on 11/11/16 4:29 PM

What a week! Many things about this week are extraordinary, game changing, and uncertain - so naturally everyone has a lot of new questions to think about. One of the questions our industry has right now, is “How will the election results affect the DOL Fiduciary Rule?” To start attempting to find an answer to this complicated and important question, we turned to our resident expert and Chief Compliance Officer, Barry Champney for some of his initial insights. 

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Topics: DOL Fiduciary Rule

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